Regulation
ADGM cuts licence fees for non-financials but others see hike
Financial and tech start-ups see fee hikes
SFC bans fund manager for life plus $1.7m fine for serious misconduct
He ‘began window-dressing Agg’s financial resources when the firm submitted its licence application’
Regulation | 19 Dec 24
FCA charges Wealthtek principal partner with £64m fraud
Approximately 84% of people affected will be compensated in full, the FCA said
Regulation | 19 Dec 24
FCA says it ‘could have acted faster’ in apology to Collateral investors
Collateral offered peer-to-peer style investments
Regulation | 17 Dec 24
Two advisers appeal ban over ‘flawed’ pension transfer advice
The FCA said the pair operated a flawed advice model that put clients’ guaranteed pension benefits at significant risk